(From the August 2008 Newsletter) 

Uniform Forms
Effective July 22, 2008, the Governor signed legislation that expands standing to file family offenses in Family Court [Laws of 2008, ch. __; Senate Bill S8665]. The new statute amends section 812(1) of the Family Court Act and section 530.11 of the Criminal Procedure Law to enlarge the definition of “member of the same family or household” to include individuals involved in “intimate relationships.”  For a complete set of the new forms, please visit the Unified Court System CourtNet www.nycourts.gov.  

(From the December 2006 Newsletter)

RULE CHANGES
The United States Court of Appeals for the Second Circuit hereby gives notice to interim changes and proposed permanent changes in its Local Rules 0.23 (Dispositions by Summary Order), and invites comments thereon.  The new rule will go into effect immediately on an interim basis.  Comments should be submitted in writing no later than December 29, 2006 to Thomas Asreen, Acting Clerk of the Court, Unites States Court of Appeals for the Second Circuit, 40 Foley Square, Room 1802, New York, NY 10007.  For a copy of this rule, please contact (212) 857-8500.


(From the October 2006 Newsletter)

NEW RULES

Pursuant to the authority vested in the Chief Administrative Judge of the Courts, and with the advice and consent of the Administrative Board of the Courts:

* effective October 1, 2006, section 202.8(h) of the Uniform Civil Rules for the Supreme and County Courts, and in its place promulgate, effective October 1, 2006, a new section 202.8(h), relating to procedures for pending motions in the Supreme Court: §202.8(h) Procedures for Pending Motions in the Supreme Court
click here for
a complete description

* amended, effective October 1, 2006, section 202.7 of the Uniform Civil Rules for the Supreme and County Courts, to add a new subdivision (f), relating to temporary restraining orders: §202.7 Calendaring of Motions; Uniform Notice of Motion Form; Affirmation of Good Faith
click here for a complete description

 *amended, effective October 1, 2006, section 202.26(e) of the Uniform Civil Rules of the Supreme and County Courts, relating to pre-trial conference:  §202.26 Pretrial Conference
click here
for a complete description

*adopted, effective October 1, 2006, a new Part 221 of the Uniform Rules for the trial Courts, relating to the conduct of depositions:  Part 221 Uniform Rules for the Conduct of Depositions
click here for a complete description

 * effective January 15, 2007, §1200 on lawyer advertising
click here for a complete description

(From the October 2005 Newsletter)

NOTICE TO ATTORNEYS & LITIGANTS IN CIVIL MATTERS
Pursuant to an amendment (of UCCA § § 400, 409 and 411) which takes effect on September 7, 2005, "an action is commenced in this court by the filing of a summons and complaint." "The actual index number shall be on the summons...as served."

This means that a plaintiff must file the summons and complaint and obtain an index number prior to its service upon the defendant (s). Plaintiff will then have 120 days in order to serve the summons and complaint upon the defendant (s). If you have any questions, please contact Christopher Aldrich at 434-5109.

NEW RULES
At a Stated Term of the US Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse in the City of New York on August 25, 2005, it is ordered that the Local Rules of the United States Court of Appeals for the Second Circuit are amended by the adoption of Local Rule § 0.29 and the amendment of Local Rule § 0.18 by the addition of clause (8). For a copy of the new rules, contact Roseann B. MacKechnie, Clerk of the Court, (212) 857-9500.

**********************************
(From the Dec. 2004 Newsletter)

NEW RULES

The Administrative Board of the Courts has recommended for public comment proposed amendments and additions to Part 100.0, 100.3, 100.5, 100.6 and Part 150 of the Chief Administrator of the Courts’ Rules Governing Judicial Conduct. The proposed changes are based upon the reports of the Commission to Promote Public Confidence in Judicial Elections. Please visit the web at www.courts.state.ny.us/press/index.shtml for copies of the reports. Deadline is December 22, 2004.

(From the Sept. 2004 Newsletter)
IMPORTANT NOTICE

The NYS Legislature has adopted a budget which includes a FEE INCREASE for filing the mandatory RP5217 form, effective September 1, 2004. Filing fees will go from $50 to $75 for qualifying residential or farm property and $165 for all other properties. These new fees apply to deeds submitted for recording on or after September 1, 2004.

If the following box is checked: 7A, 7B, 7E or both 7G and 8 or if the property classification code (item 18) is: 100 through 199; or 200 through 299; or 411 - C the fee will be $75. All others the fee will be $165. A more detailed explanation of the new fees will be posted on www.orps.state.ny.us

(From the April 2004 Newsletter)
NEW RULES
Pursuant to the authority of the Chief Administrative Judge of the Courts, and with the advice and consent of the Administrative Board of the Courts, amended, effective immediately, section 202.5 of the Uniform Civil Rules for the Supreme and County Courts, to add a new subdivision (c) relating to papers filed in court.

Please contact the ACBA’s office for a copy of this new rule.

HIPPA FORM
A new form (OCA Official Form 960) to be used to obtain medical information needed for litigation, which complies with the privacy requirements of the federal Health Insurance Portability and Accountability Act (HIPPA) and its implementing regulations has been placed on the OCA website,
www.nycourts.gov/forms/ together with a set of instructions.

(From the March 2004 Newsletter)

NEW RULES
Pursuant to section 212 of the Judiciary Law, the Chief Administrative Judge of the Courts rescinds the following nine Surrogate’s Court Procedure Act Article 17-A guardianship forms for use in proceedings in the Surrogate’s Court:

GMD - 1 Petition for Appointment of Guardian
GMD - 2A Affidavit (Certification) of Examining Physician or Psychologist
GMD - 2B Affirmation (Certification) of Examining Physician
GMD - 3 Waiver of Process, Renunciation and Consent to Appointment of Guardian
GMD - 4 Consent, Oath and Designation of Alternate/Standby Guardian
GMD - 5 Decree Appointing Guardian
GMD - 6 Decree Appointing Limited Guardian of Property
GMD - 7 Citation - Notice of Process
GMD - 8 Notice of Petition

The following ten forms for use in Surrogate’s Court SCPA Article 17 - A proceedings in the Unified Court System of the State of New York are prescribed:

GMD - 1 Petition for Appointment of Guardian of Person/Property/Person and Property/Limited Guardian of the Property
GMD - 1A Affidavit of Proposed Guardian of the Person/Property/Person and Property/Limited Guardian of the Property
GMD - 2A Affidavit (Certification) of Examining Physician or Certified Psychologist
GMD - 2B Affirmation (Certification) of Examining Physician
GMD - 3 Waiver of Process, Renunciation and Consent to Appointment of a Guardian
GMD - 4  Consent, Oath and Designation
GMD - 5 Decree Appointing Guardian
GMD - 6 Decree Appointing Limited Guardian of Property
GMD - 7 17-A Guardianship Citation
GMD - 8 Notice of Petition

Additionally, prescribed the following two forms for use in Surrogate’s Court proceedings in the Unified Court System of the State of New York:

 JA - 9 Compulsory Accounting Citation
JA - 10 Petition for a Compulsory Accounting and Related Relief

  For copies of these forms, please contact the Surrogate’s Court at 487-5393.

Pursuant to the authority vested in the Chief Administrative Judge of the Courts, and with the approval of the Court of Appeals of the State of New York, amended, effective immediately, section 100.5(c)(4) of the Chief Administrator’s Rules Governing Judicial Conduct
Please contact the ACBA’s office for a copy of this rule change
.

(From the February 2004 Newsletter)

NEW RULES
Pursuant to Article VI, section 28(c), of the State Constitution and section 211 (1)(a) of the Judiciary Law, and upon consultation with the Administrative Board of the Courts and with the approval of the Court of Appeals of the State of New York, the Chief Judge of the State of New York promulgated, effective immediately, new Part 41 and Part 141 of the Rules of the Chief Judge related to Integrated Domestic Violence Parts of Supreme Court and relating to operation of Integrated Domestic Violence Parts in Supreme Court, respectively.
Please contact ACBA's office for a copy of this new rule.     

PROPOSED RULE CHANGES
The Unified Court System is seeking public comment on the amendments to the Chief Administrator’s Rules Governing Judicial Conduct and Disciplinary Rules of the Code of Professional Responsibility, which are proposed in the Interim Report of the Commission to Promote Public Confidence in Judicial Elections.  Copies of the Report can be obtained from the Communications Office of OCA (212) 428-2500 or online at www.courts.state.ny.us/press/index.shtml.   Deadline February 13, 2004. 

CASE  FILING  BY  ELECTRONIC  MEANS

 

Under the terms of recent legislation[1], the New York State Unified Court System ("UCS") now allows for the commencement of actions and ongoing submission of court papers by Filing By Electronic Means ("FBEM") in cases involving certain commercial claims in the Commercial Division of the Albany County Supreme Court.  Hon. Louis C. Benza, J.S.C., is the Presiding Judge of Albany County's Commercial Division which was established in May of 2002 to handle complex commercial matters.  Effective February 2, 2004 any actions eligible for inclusion in the Albany County Commercial Court Part will be accepted for filing and processing pursuant to the authorized FBEM protocol.

  Filing by FBEM has significant practical and economic benefits for attorneys.  The program enables parties to save the time and expense of filing documents with the court in person or by mail, and to obtain access over the Internet to viewable[2] court papers at any time.  It also permits the parties to serve electronically documents created in a secure Portable Document Format (PDF) and to obtain automatic notice of all filings in the case.  FBEM documents must be filed on the FBEM Website and may be filed at any time of the day or night.  Documents are deemed filed when they arrive on the UCS file server.  The minimal equipment needed to participate in the FBEM program consists of a computer with Internet access, Adobe Acrobat Software, a document scanner and a printer.  The FBEM program provides for the automatic payment of initiatory and other court filing fees by credit card in a secure on-line environment similar to other commercial websites.

  The use of FBEM is governed by regulations set forth in the Uniform Rules for the Supreme and County Courts (22 NYCRR 202.5-b).  The applicable statutes and regulations can be found in the Rules Section of the FBEM Website (http://fbem.courts.state.ny.us).  In addition to the actual document filing area, this website offers a link to an area where an individual may practice filing documents which are not officially filed or reviewed by the Courts.  Training sessions for all interested practitioners are planned and the schedule and location will be announced in the near future.  Please contact Charles Diamond, Chief Clerk, Albany County Supreme Court, in Room 102 of the Albany County Courthouse or by phone at 487-5018 for further information concerning the FBEM program.

[1] Chapter 110 of the Laws of 2002; re-authorized by Chapter 261 of the Laws of 2003.

[2] A Filing User may indicate that a document contains confidential information (ASecure Document@) which will restrict the ability to view the filing to the Court, counsel of record and/or any registered unrepresented party.

 

(From the January 2004 Newsletter)

NOTICE TO MEMBERS   
Judge Littlefield of the U.S. Bankruptcy Court has ordered that all bankruptcy filings must be electronically filed as of July 1, 2004.

NEW RULES
Pursuant to the authority vested in the administrative Judge of the Courts, and with the advice and consent of the Administrative Board of the Courts, added, effective immediately, new section 200.25 of the Uniform Rules for Courts Exercising Criminal Jurisdiction, authorizing a procedure for accepting guilty please by mail in New York City Criminal Court.  Please contact the ACBA’s office for a copy of this new rule.

(From the December Newsletter)
NEW RULES
Pursuant to the authority vested in the Administrative Judge of the Courts, and upon consultation with the Administrative Board of the Courts, amended, effective immediately, Part 104 of the Rules of the Chief Administrator of the Courts, relating to the format of retained court records. Please contact the ACBA’s office for a copy of this new rule.

(From the November 2003 Newsletter)
Pursuant to the authority vested in the Chief Administrative Judge of the Courts, amended, effective immediately:

ˇ Part 104 of the Rules of the Chief Administrator of the Courts, relating to the format of retained court records

ˇSection 205.53(b)(7) of the Uniform Rules for the Family Court, and section 207.55(b)(7) of the Uniform Rules for the Surrogate’s Court, relating to the attorney’s affidavit fo financial disclosure in adoption cases.

ˇPursuant to the authority vested in the Chief Administrative Judge of the Courts, and with the consultation and agreement of the Appellate Divisions; First, Second, Third and Fourth Departments, the Annual Orders for the First, Second, Third and Fourth Departments (AO/465/02, AO/466/02 and AO/402/02) and the Court of Claims (AO/403/02) by amending the Court Terms set out therein as follows: Court Term 13, 2003 will commence on December 1, 2003 and will end on January 4, 2004.

ˇ The new Part 137 Rule, effective January 1, 2002, expanded the existing attorney-client fee dispute program to include all areas of representation with the exception noted in the Rule.

Copies are available at the ACBA’s office.

(From the October 2003 Newsletter)
NEW RULES
Pursuant to the authority of the Chief Judge of the State of New York, and in consultation with the Administrative Board of the Courts:

g and with the approval of the Court of Appeals of the State of New York, and in accordance with Chapter 13 of the Laws of 2003 prohibiting smoking inside places of employment, repealed, effective July 24, 2003, Part 39 of the Rules of the Chief Judge, entitled "Smoking Policy for New York State Unified Court System" and adopted, effective July 24, 2003 a new Part 39 "Prohibition of Smoking in the Unified Court System."

g and with the approval of the Court of Appeals of the State of New York, amended, effective immediately, section 25.16(a) of the Rules of the Chief Judge, relating to the nondiscrimination policy of the court system and the Equal Employment Opportunity.

g amended, effective immediately, section 202.28 of the Uniform Civil Rules of the Supreme and County Courts, relating to discontinuance of civil actions.

g amended, effective immediately, sections 130-1.4 and 130-2.4 of the Rules of the Chief Administrator of the Courts, relating to the creation of the title of support magistrates.

g amended, effective immediately, sections 205.3, 205.32, 205.33, 205.34, 205.35, 205.36, 205.37 and 205.43 of the Uniform Rules for the Family Court, relating to the creation of the title of support magistrates.

Copies are available at the Bar Association’s office for your convenience.

(From the September 2003 Newsletter)
RULES CHANGES
Pursuant to the authority vested in the Chief Administrative Judge of the Courts, and with the advice and consent of the Administrative Board of the Courts, amended, effective September 1, 2003, section 208.42(f)(2) and 208.43(d)(10)(iii) of the Uniform Rules for the New York City Civil Court relating to the venue of Housing Part proceedings in the Red Hook Community Justice Center. Details available at the ACBA’s office.

(From the August 2003 Newsletter)
ORDERS OF PUBLICATION
Copies of the Orders of Publication for Rule 5.1.2 of Local Rules of Civil Procedure - Electronic Case Filing (General Order #22) and Rule 1.2 of Local Rules of Criminal Procedure - Electronic Case Filing (General Order #22) can be obtained from the court’s web page at www.nynd.uscourts.gov   All comments should be submitted by the close of business on August 8, 2003.

RULES CHANGES
All comments are sought for the proposed changes to the Northern District of New York Local Rules of Practice. The comments or suggestions are due by September 2nd, 2003, and may be forwarded electronically to
LocalRules2004@nynd.uscourts.gov, or via mail at Lawrence K. Baerman, Clerk of Court, 100 S. Clinton Street, PO Box 7367, Syracuse, New York 13261 Attn: Local Rules Committee.

(From the July 2003 Newsletter)
NEW WEBSITE
The Third Judicial District has launched a new website at www.nycourts.gov/courts/3jd   It contains information, special rules, directions and forms for all the Courts, Jury Service and Law Libraries.

NEW RULES
Pursuant to the authority vested in the Chief Administrative Judge of the Courts, and in accordance with section 17 of a chapter of the Laws of 2003, I hereby amend, effectively July 14, 2003 section 118.1(g) of the Rules of the Chief administrator [22 NYCRR], relating to the attorney registration fee, to read as follows:

(g) Each registration statement filed pursuant to ths section shall be accompanied by a registration fee of [$300] $350....

FEES INCREASE
Effective July 14, 2003, the County Clerk and Surrogate Court fees will dramatically increase. For the first time, there will fees for filing a Motion or Cross Motion ($45) and a Stipulation of Settlement or Voluntary Discontinuance ($35). Index Numbers will cost $210, RJI’s $95, Note of Issues $125, and Notices of Appeal $65. Significant increases will also affect the fee schedule for probate and administration of estates. The full schedule is available at the Bar Association office, your local courts or
www.nycourts.gov/courts/3jd

(From the May 2003 Newsletter)

CASE MANAGEMENT/ELECTRONIC CASE FILES

The Northern District of New York is preparing for a new automated filing system, scheduled for implementation January 1, 2004, called CM/ECF - Case Management/Electronic Case Files. In preparation of this new technology, we would like to educate attorneys and conduct demonstrations to thoroughly explain how electron filing works. For more details on CM/ECF please visit their website at www.nynd.uscourts.gov

UNIFIED COURT SYSTEM FIDUCIARY APPOINTMENTS

Effective June 1, 2003, the existing lists for inclusion in the Unified Court System fiduciary appointments will expire. Those interested must complete and file a new application form. The newly amended Part 36 of the Rules of the Chief Judge and the application form are available online at www.nycousts.gov or part36@courts.state.ny.us There are new limits on the amount of compensation available on a yearly and per case basis as well as special rules for performance of judicial functions.

(From March 2003 Newsletter)
ATTENTION MEMBERS
Changes to the Rules for Judicial Appointment
Of Guardians, Receivers and Others

Attorneys looking to be appointed as guardians, guardians ad litem, receivers, referees and to other positions should be aware that the rules governing these appointments have changed. Part 36 of the Rules of the Chief Judge, relating to judicial appointments, have been amended to remedy concerns arising primarily out of the City of New York. Some of the changes are effective now and some will go into effect on June 1, 2003.

Until June 1, 2003, Judges may select appointees from a list of applicants established by the Chief Administrator of the Courts. However, in practice court evaluators currently must be selected from the list. After June 1, 2003, all appointments shall be made by the appointing judge from the lists of applicants established for each type of appointment. The appointing judge may appoint outside the lists only for "good cause," and must file a written statement explaining his or her reasons. The practical effect is that most appointments are likely to be made from these lists.

The Chief Administrator is to provide forms for applications. However, these forms have not yet been prepared.

The Chief Administrator is also to establish education and training requirements for placement on the lists of available applicants. Registration will be required every two years to remain on the lists.

The new rules also contain numerous reasons for disqualification from appointment, as well as limitations upon total compensation. As of January 1, 2003, any attorney appointed must sign an affirmation of qualification.

Attorneys seeking appointments should consult Part 36 for a complete understanding of the new rules.

Caution on Filing of Papers

Attorneys filing papers with the Albany County Clerk’s Office, and in other counties, should be aware that many clerk’s offices are backlogged and papers sent by mail may not be stamped as filed when received. This not only affects filings of summons and complaints but also motions when an RJI is required. This can have disastrous consequences when an attorney is bumping up against the statute of limitations or other filing deadline.

To remedy this situation, the Albany County Legislature has authorized the hiring of two new staff members in the Clerk’s Office. Even before this step was taken, the delay had been reduced to an average of five days, although it had been as long as three weeks earlier in the year due to a continued heavy volume of refinancings resulting in new mortgage filings.

If a statute of limitations issue is confronted, the Albany County Clerk is keeping track of when mail is received, and will issue a certificate attesting to the date of receipt. However, whether this will be adequate to fend off a motion to dismiss is presently uncertain.

The lesson is that papers should be personally filed when time is running short.



(From February 2003 Newsletter)
NEW RULES - COURT OF CLAIMS
Chief Administrative Judge Jonathan Lippman has approved new rules which extend filing by electronic means to practice in the Court of Claims. This pilot project, which will initially apply to tort claims in the Albany District of the Court of Claims, became operative January 2, 2003: Pursuant to 22 NYCRR § 206.5-aa(3): Pursuant to § 206.5-aa(c) of the Uniform Rules for the Court of Claims (22 NYCRR § 206.5-aa[c]), and the request of the Attorney General, the court hereby designates the following claims as subject to Filing by Electronic Means in accordance with the provisions of section 202.5-b of the Rules of the Chief Administrator of the Courts: claims for personal injury or property damage accruing in the Albany District (i.e., in the following counties: Albany, Essex, Rensselaer, Ulster, Clinton, Franklin, Saratoga, Warren, Columbia, Greene, Schenectady or Washington). For a copy of this order, visit their web site at
www.nyscourtofclaims.state.ny.us


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